Treeno document management systems and workflow management solutions.
Financial Services Document Management

Financial Service Organizations Around the World Are Increasing Productivity and Improving Customer Service with Treeno Electronic Document Management Solutions

Financial service organizations of all types and sizes face intense economic, regulatory and competitive pressures. Organizations must find efficient ways to satisfy these requirements while keeping costs to a minimum.

Treeno Electronic Document Management (EDM) assists organizations with a variety of compliance initiatives including:

  • Security Exchange Commission (SEC)
  • Financial Industry Regulatory Authority (FINRA)
  • Sarbanes Oxley Act of 2002 (SOX)
  • Health Insurance Portability and Accountability Act (HIPAA)

To maintain a competitive advantage, organizations must deliver high quality customer service while lowering operational costs. The typical office handles tens of thousands of documents and images each year requiring the allocation of physical space to store client applications, trade confirmations, wealth management documents, client financial statements, loan agreements and client correspondence. The majority of this information is handled through inefficient, manual processes with the assumption that an automated system is too costly, too disruptive to existing workflow management processes, and too difficult to use.

Treeno EDM offers an easy-to-use, yet powerful integrated document and workflow management system that enables financial providers to store, access, manage, and share critical documents across a broad range of functions, departments and locations. With Treeno EDM, your professional staff has complete control of your content.

Find Documents with One Click

Treeno EDM can be seamlessly integrated with your client management systems for one-click filing and retrieval of documents. This allows you to decrease your processing time and costs and enhance your customers’ experience.

Automate Repetitive Processes

Automating your repetitive business processes like sign offs and client transactions provides measurable improvement in your productivity and customer service. Treeno document workflow automation (DWA) allows you to quickly and accurately move electronic documents through your workflow. With the help of Treeno’s detailed reports help, you can monitor the efficiency of your processes and make quick adjustments where necessary.

Ensure Regulatory Compliance

Treeno’s financial services solutions help you stay in compliance with SEC, FINRA and NASD regulations by providing secure, audited and unalterable access to financial transaction records that must remain secure for years.


Learn more about how Treeno can help manage your financial services organization. Contact us today!

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